FINRA (Materials for Dislocated Workers)
Job Dislocation: Making Smart Financial Choices After a Job Loss
Through a partnership with the Financial Industry Regulatory Authority (FINRA), NASWA is offering a uniquely beneficial brochure designed specifically for dislocated workers.
What is it?
The brochure is available in English and Spanish. In the brochure, workers and their families will find valuable information about:
- What to do first if a company announces a plant closing or layoffs
- Unemployment and health insurance
- Understanding a company’s benefits
- Spotting and avoiding investment fraud and employment scams
- 401(k) hardship withdrawals
- Creating a financial “to do” list
Order FREE brochures
There is no cost for the brochures or shipping.
FINRA is dedicated to investor protection and market integrity. It regulates one critical part of the securities industry – brokerage firms doing business with the public in the United States. FINRA, overseen by the SEC, writes rules, examines for and enforces compliance with FINRA rules, examines for and enforces compliance with FINRA rules and federal securities laws, registers broker-dealer personnel and offers them education and training, and informs the investing public. In addition, FINRA provides surveillance and other regulatory services for equities and options markets, as well as trade reporting and other industry utilities. FINRA also administers a dispute resolution forum for investors and brokerage firms and their registered employees.
For more information, visit www.finra.org